Code of Ethics

 

~ Code of Ethics ~
 
 
D. A. Watson & Company subscribes to the Code of Ethics of the Society of Financial Service Professionals. The Cannons of that code of professional conduct are outlined below:
 
 
Cannon 1 FAIRNESS – “Golden Rule”
 
Cannon 2 COMPETENCE – Continually improving knowledge
 
Cannon 3 CONFIDENTIALITY – Protect information
 
Cannon 4 INTEGRITY – Always place client’s interest above one’s own
 
Cannon 5 DILIGENCE – Prompt and thorough
 
Cannon 6 PROFESSIONALISM – Help raise professional standards
 
Cannon 7 SELF-REGULATION – Uphold and facilitate enforcement of the Code
 
  
 
For more information about the Society of Financial Service Professionals, its members, and their standards, please click on the link below
  
 
 

 

 

 

 

The hyperlink included is provided as a convenience and is for informational purposes only and is not part of Royal Alliance Associates, Inc., The link to outside web sites does not mean that Royal Alliance Associates, Inc., endorses or accepts any responsibility for the content or use of the web site. Royal Alliance Associates, Inc., does not guarantee the sequence, accuracy or completeness of the data or other information appearing on the linked pages. The company assumes no liability for any inaccuracies, errors or omissions in or from any data or other information provided on the pages, or for any actions taken in reliance on any such data or information.